Historical materialism
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'''Historical materialism''' (or what Karl Marx| Marx himself called ''"the materialist conception of history"'' - ''materialistische Geschichtsauffassung'') is a social theory and an approach to the study of history and sociology, normally considered the intellectual basis of Marxism.
Historical materialism looks for the causes of developments and changes in human history in economics|economic, technology|technological, and more broadly, material factors, as well as the clashes of material interests among tribes, social classes and nations.
It can be contrasted with other interpretations of history (which Marxists might call idealisms) which attribute the causes of historical and social change primarily to politics, philosophy, art, God, or any number of other manifestations of consciousness. It centers on the notion that the ways in which human life is forever changing, so that even capitalism is a temporary institution that emerged a few centuries ago, and will someday be overthrown.
Development of the materialist outlook
Marx and Friedrich Engels first developed their outlook on the dynamics of history as young men, in a series of early critiques of the idealist philosophers of their age, including ''The Holy Family'', ''The Poverty of Philosophy'', the ''1844 Paris Manuscipts'', ''The Condition of the Working Class in England'', but more especially ''The German Ideology'' and the ''Theses on Feuerbach''. An excellent bit of rhetoric in the ''Communist Manifesto'' sums up the gist of it:
"Does it require deep intuition to comprehend that man’s ideas, views, and conception, in one word, man’s consciousness, changes with every change in the conditions of his material existence, in his social relations and in his social life? What else does the history of ideas prove, than that intellectual production changes its character in proportion as material production is changed? The ruling ideas of each age have ever been the ideas of its ruling class."
After writing the ''Communist Manifesto'', Marx provided a short summary of his view in his 1859 Preface to ''A Contribution to the Critique of Political Economy'', reproduced here:
"The general conclusion at which I arrived and which, once reached, became the guiding principle of my studies can be summarised as follows. In the social production of their existence, men inevitably enter into definite relations, which are independent of their will, namely relations of production appropriate to a given stage in the development of their material forces of production. The totality of these relations of production constitutes the economic structure of society, the real foundation, on which arises a legal and political superstructure and to which correspond definite forms of social consciousness. The mode of production of material life conditions the general process of social, political and intellectual life. It is not the consciousness of men that determines their existence, but their social existence that determines their consciousness. At a certain stage of development, the material productive forces of society come into conflict with the existing relations of production or — this merely expresses the same thing in legal terms — with the property relations within the framework of which they have operated hitherto. From forms of development of the productive forces these relations turn into their fetters. Then begins an era of social revolution. The changes in the economic foundation lead sooner or later to the transformation of the whole immense superstructure. In studying such transformations it is always necessary to distinguish between the material transformation of the economic conditions of production, which can be determined with the precision of natural science, and the legal, political, religious, artistic or philosophic — in short, ideological forms in which men become conscious of this conflict and fight it out. Just as one does not judge an individual by what he thinks about himself, so one cannot judge such a period of transformation by its consciousness, but, on the contrary, this consciousness must be explained from the contradictions of material life, from the conflict existing between the social forces of production and the relations of production. No social order is ever destroyed before all the productive forces for which it is sufficient have been developed, and new superior relations of production never replace older ones before the material conditions for their existence have matured within the framework of the old society. Mankind thus inevitably sets itself only such tasks as it is able to solve, since closer examination will always show that the problem itself arises only when the material conditions for its solution are already present or at least in the course of formation. In broad outline, the Asiatic, ancient, feudal and modern bourgeois modes of production may be designated as epochs marking progress in the economic development of society. The bourgeois mode of production is the last antagonistic form of the social process of production — antagonistic not in the sense of individual antagonism but of an antagonism that emanates from the individuals' social conditions of existence — but the productive forces developing within bourgeois society create also the material conditions for a solution of this antagonism. The prehistory of human society accordingly closes with this social formation."
Lenin later commented:
"This idea of materialism in sociology was in itself a stroke of genius. Naturally, for the time being it was only a hypothesis, but one which first created the possibility of a strictly scientific approach to historical and social problems. (...)
Then, however, Marx, who had expressed this hypothesis in the set out to study the factual (nota bene) material. He took one of the social-economic formations— the system of commodity production—and on the basis of a vast mass of data (which he studied for not less than twenty five years) gave a most detailed analysis of the laws governing the functioning of this formation and its development." (V. I. Lenin, What the Friends of the People Are and How they Fight the Social Democrats (1894)).
http://www.marxists.org/archive/lenin/works/1894/friends/01.htm#v01zz99h-131-GUESS
Disclaimers
Marx himself took care to indicate that he was only proposing a ''guideline to historical research'' (''Leitfaden'' or ''Auffassung''), and was not providing any substantive "theory of history" or "grand philosophy of history", let alone a "master-key to history". Numerous times, he and Engels expressed irritation with dilletante academics who sought to knock up their skimpy historical knowledge as quickly as possible into some grand theoretical system that would explain "everything" about history. To their great annoyance, the materialist outlook was used as an excuse for ''not'' studying history.
In the 1872 Preface to the French edition of Das Kapital Vol. 1, Marx also emphasised that "There is no royal road to science, and only those who do not dread the fatiguing climb of its steep paths have a chance of gaining its luminous summits". Reaching a scientific understanding was hard work. Conscientious, painstaking research was required, instead of philosophical speculation and unwarranted, sweeping generalisations.
But having abandoned abstract philosophical speculation in his youth, Marx himself showed great reluctance during the rest of his life about offering any generalities or universal truths about human existence or human history. The first explicit and systematic summary of the materialist interpretation of history published (''Anti-Dühring'')was written by Frederick Engels.
One of the aims of Engels's polemic ''Herr Eugen Dühring's Revolution in Science'' (written with Marx's approval) was to ridicule the easy "world schematism" of philosophers, who invented the latest wisdom from behind their writing desks. Towards the end of his life, in 1877, Marx wrote a letter to editor of the Russian paper ''Otetchestvennye Zapisky'', which significantly contained the following disclaimer:
"(...) If Russia is tending to become a capitalist nation after the example of the Western European countries, and during the last years she has been taking a lot of trouble in this direction - she will not succeed without having first transformed a good part of her peasants into proletarians; and after that, once taken to the bosom of the capitalist regime, she will experience its pitiless laws like other profane peoples. That is all. But that is not enough for my critic. He feels himself obliged to metamorphose
my historical sketch of the genesis of capitalism in Western Europe into an historico-philosophic theory of the marche generale imposed by fate upon every people, whatever the historic circumstances in which it finds itself, in order that it may ultimately arrive at the form of economy which will ensure, together with the greatest expansion of the productive powers of
social labour, the most complete development of man. But I beg his pardon. (He is both honouring and shaming me too much.)"
Marx goes on to illustrate how the same factors can in different historical contexts produce very different results, so that quick and easy generalisations are not really possible. To indicate how seriously Marx took research, it is interesting to note that when he died, his estate contained several cubic metres of Russian statistical publications (it was, as the old Marx observed, in Russia that his ideas gained most influence).
Contrary to what Karl Popper later falsely alleged, Marx & Engels did not want to pose as "prophets of the course of history" and they rejected historicism. Already in their polemic ''The Holy Family'', they had stated that "History does nothing, possesses no enormous wealth, fights no battles. It is rather man, the real, living man, who does everything, possesses, fights. It is not History, as if she were a person apart, who uses men as a means to
work out her purposes, but history itself is nothing but the activity of men pursuing their purposes."
But what is true is that insofar Marx and Engels regarded historical processes as law-governed processes, the possible future directions of historical development were to a great extent ''limited'' and ''conditioned'' by what happened before. Retrospectively, historical processes could be understood to have happened by ''necessity'' in certain ways and not others, and to some extent at least, the most likely variants of the future could be specified on the basis of careful study of the known facts.
Towards the end of his life, Engels commented several times about the abuse of historical materialism.
In a letter to Conrad Schmidt dated August 5, 1890, he stated that "And if this man (i.e. Paul Barth) has not yet discovered that while the material mode of existence is the ''primum agens'' this does not preclude the ideological spheres from reacting upon it in their turn, though with a secondary effect, he cannot possibly have understood the subject he is writing about. (...) The materialist conception of history has a lot of nowadays, to whom it serves as an excuse for not studying history. Just as Marx used to say, commenting on the French "Marxists" of the late 70s: "All I know is that I am not a Marxist." (...) In general, the word "materialistic" serves many of the younger writers in Germany as a mere phrase with which anything and everything is labeled without further study, that is, they stick on this label and then consider the question disposed of. But our conception of history is above all a guide to study, not a lever for construction after the manner of the Hegelian. All history must be studied afresh, the conditions of existence of the different formations of society must be examined individually before the attempt is made to deduce them from the political, civil law, aesthetic, philosophic, religious, etc., views corresponding to them. Up to now but little has been done here because only a few people have got down to it seriously. In this field we can utilize heaps of help, it is immensely big, anyone who will work seriously can achieve much and distinguish himself. But instead of this too many of the younger Germans simply make use of the phrase historical materialism (and everything can be turned into a phrase) only in order to get their own relatively scanty historical knowledge — for economic history is still in its swaddling clothes! — constructed into a neat system as quickly as possible, and they then deem themselves something very tremendous. And after that a Barth can come along and attack the thing itself, which in his circle has indeed been degraded to a mere phrase."
Source: http://www.marxists.org/archive/marx/works/1890/letters/90_08_05.htm
Finally, in a letter to Franz Mehring, Frederick Engels dated 14 July 1893, Engels stated:
"...there is only one other point lacking, which, however, Marx and I always failed to stress enough in our writings and in regard to which we are all equally guilty. That is to say, we all laid, and were bound to lay, the main emphasis, in the first place, on the derivation of political, juridical and other ideological notions, and of actions arising through the medium of these notions, from basic economic facts. But in so doing we neglected the formal side — the ways and means by which these notions, etc., come about — for the sake of the content. This has given our adversaries a welcome opportunity for misunderstandings, of which Paul Barth is a striking example."
Source: http://www.marxists.org/archive/marx/works/1893/letters/93_07_14.htm
Historical materialism as doctrine
Nevertheless, at least from the 1870s the pressure towards the doctrinalisation of Marx's interpretation of history became increasingly strong, for several reasons.
(1) Marx & Engels did aim to increase their own political influence in the labor movement and socialist movement, and for this they needed a popular ideology or doctrine which people could easily understand and act upon. Both men were quite capable of splendid political rhetoric and, occasionally, of making sweeping generalisations
(2) Attacks by critics, academics and competitors in the socialist movement also forced them to systematise their ideas; generalisations from experience and research demanded a more explicit coherent theoretical framework.
(3) Christian religious and moral doctrine was still very influential among the working classes, who mostly lacked access to a scientific education, and this created the political need or pressure to articulate a complete ''alternative belief system'' or ''scientific world outlook''. Thus, Engels sought to distinguish between religious-utopian and practical-scientific socialism.
These three factors are the original sources of the tension between science and ideology in Marxism. Engels, who was the first great "Marxist systematiser", tried to take a nuanced approach in his writings and popularise the materialist approach without vulgarisation.
In a Preface to the English edition of his pamphlet ''Socialism: Utopian and Scientific'' (completed in 1880), Frederick Engels indicated that he accepted the usage of the term "historical materialism". Recalling the early days of the new interpretation of history, he stated:
"We, at that time, were all materialists, or, at least, very advanced free-thinkers, and to us it appeared inconceivable that almost all educated people in England should believe in all sorts of impossible miracles, and that even geologists like Buckland and Mantell should contort the facts of their science so as not to clash too much with the myths of the book of Genesis; while, in order to find people who dared to use their own intellectual faculties with regard to religious matters, you had to go amongst the uneducated, the "great unwashed", as they were then called, the working people, especially the Owenite Socialists".
http://www.marxists.org/archive/marx/works/1880/soc-utop/int-mat.htm
In a foreword to his essay ''Ludwig Feuerbach and the End of Classical'' ''German Philosophy'' (1886), three years after Marx's death, Engels claimed confidently that "In the meantime, the Marxist world outlook has found representatives far beyond the boundaries of Germany and Europe and in all the literary languages of the world."
http://www.marxists.org/archive/marx/works/1886/ludwig-feuerbach/foreword.htm
In his old age, Engels speculated about a new cosmology or ontology which would show the principles of dialectics to be universal features of reality. He also drafted an article on ''The part played by labour in the transition from Ape to Man'', apparently a theory of anthropogenesis which would integrate the insights of Marx and Charles Darwin http://www.marxists.org/archive/marx/works/1876/part-played-labour/
(This is discussed by Charles Woolfson in ''The Labour Theory of Culture: a Re-examination of Engels Theory of Human Origins).
At the very least, Marxism had now been born, and "historical materialism" had become a distinct philosophical doctrine, subsequently elaborated and systematised by intellectuals like Eduard Bernstein, Karl Kautsky, Georgi Plekhanov and Nikolai Bukharin. Even so, up to the 1930s many of Marx's earlier works were still unknown, and in reality most self-styled Marxists had not read beyond Capital Vol. 1. Isaac Deutscher provides an anecdote about the knowledge of Marx in that era:
"''Capital'' is a tough nut to crack, opined Ignacy Daszyński, one of the most wellknown socialist "people's tribunes" around the turn of the 20th century, but anyhow he had not read it. But, he said, Karl Kautsky had read it, and written a popular summary of the first volume. He hadn't read this either, but Kazimierz Kelles-Krauz, the party theoretician, had read Kautsky's pamphlet and summarised it. He also had not read Kelles-Krauz's text, but the financial expert of the party, Hermann Diamand, had read it and had told him, i.e. Daszynski, everything about it".
http://www.rote-ruhr-uni.org/seminare/lesekreis.shtml
After Lenin's death in 1924, Marxism was transformed into Marxism-Leninism and from there to Maoism or Marxism-Leninism-Mao Ze Dong Thought in China which some regard as the "true doctrine" and others as a "state religion".
In the early years of the 20th century, historical materialism was often treated by socialist writers as interchangeable with dialectical materialism, a formulation never used by Friedrich Engels however. According to many Marxists influenced by Soviet Marxism, historical materialism is a specifically sociology|sociological method, while dialectical materialism refers to a more general, abstract, philosophy. The Soviet orthodox Marxist tradition, influential for half a century, based itself on Joseph Stalin's pamphlet ''Dialectical and Historical materialism'' and on textbooks issued by the "Institute of Marxism-Leninism of the Central Committee of the Communist Party of the Soviet Union".
Criticisms
The main serious objection advanced by the critics of Marxism and of historical materialism is that as soon as Marxists really begin to study the historical facts, there is ''either'' no longer anything distinctively "Marxist" about what they do, ''or else'' the facts are twisted to fit with a preconceived dogma.
In the worst case, this arguably leads to the totalitarian temptation to try and force the course of history in a particular direction, based on a false belief that one "knows" the way history is moving. The idea here is that the doctrine (or Marxism) really gets in the way of genuinely scientific historical research, and leads to political projects which run roughshod over the morals, interests and beliefs of the people.
In reply, Marxists have pointed to historical analyses by for example Marx, Engels, Lenin, Rosa Luxemburg, Leon Trotsky, Isaac Deutscher, Eric Hobsbawm, Christopher Hill, Robin Blackburn, Frank Furedi and Perry Anderson among many others as valid examples of the application of historical materialism to the historical facts. They have also pointed to the social and material progress in many countries which would not have occurred without Marxist movements. In postmodern theory, however, the very notion of historical progress is contested.
Underlying the dispute among historians are the different assumptions made about the definition or concept of "history" and "historiography".
Different historians take a different view of what it is all about, and what the possibilities of historical and social scientific knowledge are.
Historians also differ greatly about questions such as(1) the kinds of generalisations which can be validly made about history, (2) about the kinds of causal connections which can validly be postulated in history, and (3) about the validity of different kinds of explanation of historical development.
Different theoretical frameworks for historical research also lead to different questions being asked about the historical facts. ''All'' historians operate with guiding assumptions in their research - assumptions which may be modified by their results - even although these assumptions (or biases) may not be made explicit.
Therefore, probably the best way to assess the merits of historical materialism is to look at the actual results of the historical research done by the Marxists, the semi-Marxists (such as the Annales school) and the non-Marxists who claim to have been inspired by historical materialism.
When this is done, it is clear that historical materialism has been a very fertile and productive research hypothesis. To be sure, it has often been dogmatically interpreted, but it has also stimulated pathbreaking research that put the understanding of history in a new light.
Göran Therborn has argued that the method of historical materialism should be applied to historical materialism as intellectual tradition, and to the history of Marxism itself.
In the early 21st century, the main attacks on the materialist interpretation of history come from theorists of sociobiology, creationism and intelligent design. That is, human history is reduced to biological factors, or the hand of God is seen in the course of history.
Marxist beliefs about history
According to Marxist theorists, history develops in accordance with the following observations:
#Social progress is driven by progress in the material, productive forces a society has at its disposal (technology, labor, capital goods, etc.)
#Humans are inevitably involved in production relations (roughly speaking, economic relationships or institutions), which constitute our most decisive social relations.
#Production relations progress, with a degree of inevitability, following and corresponding to the development of the productive forces.
#Relations of production help determine the degree and types of the development of the forces of production. For example, capitalism tends to increase the rate at which the forces develop and stresses the capital accumulation|accumulation of capital.
#Both productive forces and production relations progress independently of mankind's strategic intentions or will.
#The superstructure -- the cultural and institutional features of a society, its ideological materials -- is ultimately an expression of the mode of production (which combines both the forces and relations of production) on which the society is founded.
#Every type of state is a powerful institution of the ruling class; the state is an instrument which one class uses to secure its rule and enforce its preferred production relations (and its exploitation) onto society.
#State power is usually only transferred from one class to another by social and political upheaval.
#When a given style of production relations no longer supports further progress in the productive forces, either further progress is strangled, or 'revolution' must occur.
#The actual historical process is not predetermined but depends on the class struggle, especially the organization and consciousness of the working class.
This sketch is abstract - real historical understanding needed for developing political strategy and tactics must involve "concrete analysis of concrete conditions" (V.I. Lenin).
Alienation and freedom
Hunter-gatherer societies were structured so that the economic forces and the political forces were one and the same. The elements of force and relation operated together, harmoniously. In the feudal society, the political forces of the kings and nobility had their relations with the economic forces of the villages through serfdom. The serfs, although not free, were tied to both forces and, thus, not completely alienated. Capitalism, Marx argued, completely separates the economic and political forces, leaving them to have relations through a limiting government. He takes the state to be a sign of this separation - it exists to manage the massive conflicts of interest which arise between classes in all those societies based on property relations.
Marx and Wakefield
In Das Kapital, Marx took from Edward Gibbon Wakefield's work the example of an emigré to Australia, to illustrate the concept of relations of production:
"...Wakefield discovered that in the Colonies, property in money, means of subsistence, machines, and other means of production, does not as yet stamp a man as a capitalist if there be wanting the correlative — the wage-worker, the other man who is compelled to sell himself of his own free-will. He discovered that capital is not a thing, but a social relation between persons, established by the instrumentality of things. Mr. Peel, he moans, took with him from England to Swan River, West Australia, means of subsistence and of production to the amount of £50,000. Mr. Peel had the foresight to bring with him, besides, 3,000 persons of the working-class, men, women, and children. Once arrived at his destination, “Mr. Peel was left without a servant to make his bed or fetch him water from the river.” Unhappy Mr. Peel who provided for everything except the export of English modes of production to Swan River!"
The workers deserted Mr Peel, despite all his wealth, because land was available freely and there was no state, legislation or economic necessity compelling them to work for him - they were free to work on own account as they chose, because the English social relations binding them to the status of servants were absent.
Source: http://www.marxists.org/archive/marx/works/1867-c1/ch33.htm
A revision of historical materialism?
Several scholars have argued that historical materialism ought to be revised in the light of modern scientific knowledge. Jürgen Habermas believes historical materialism "needs revision in many respects", especially because it has ignored the significance of `communicative action'. Leszek Nowak argues explicitly for a post-Marxist historical materialism.
Commentaries on different aspects of historical and dialectical materialism
Franz Mehring, On Historical Materialism (classic statement by a contemporary and friend of Marx & Engels)http://www.marxists.org/archive/mehring/1893/histmat/index.htm
Z.A. Jordan, The evolution of Dialectical Materialism (good survey)
http://marxmyths.org/jordan/article.htm
Gustav A. Wetter, Dialectical Materialism: a Historical and Systematic Survey of Philosophy in the Soviet Union. (alternative survey)
Loren R. Graham, Science Philosophy and Human Behavior in the Soviet Union. (sympathetically-critical of dialectical materialism)
George Novack, Understanding History: Marxist Essays (Trotskyist interpretations of problems of history)
http://www.marxists.org/archive/novack/index.htm
H. B. Acton, The Illusion of the Epoch. (critical account which focusses on incoherencies in the thought of Marx, Engels and Lenin)
Gerald Cohen, Karl Marx's Theory of History: A Defence. (influential analytical Marxist interpretation)
Helmut Fleischer, Marxism and History. (good reply to false interpretations of Marx's view of history)
E.P. Thompson, The Poverty of Theory. (polemic which ridicules theorists of history who do not actually study history)
http://www.amazon.co.uk/exec/obidos/ASIN/0415316987/qid=1113236902/sr=1-1/ref=sr_1_0_1/026-0812300-2811657 Routledge 2004 by Allen W Wood - delves into misinterpretations of Marx including the substitution of "Historical materialism" by Lenin/Engels's concept of Dialectical Materialism
William H. Shaw, Marx's theory of history (short survey)
Johan Witt-Hansen, Historical Materialism: The Method, The Theories. (sees historical materialism as a methodology, and Das Kapital as an application of the method)
Gordon V. Childe, Man Makes Himself (free interpretation of Marx's idea)
Leszek Nowak, Property and Power. Towards a non-Marxian Historical Materialism. (attempt to develop a post-Stalinist interpretation of Marx's project)
Joseph Stalin, Historical and Dialectical Materialism. (classic statement of Marxist-Leninist doctrine)
http://www.marxists.org/reference/archive/stalin/works/1938/09.htm
Mao Tse Tung, Four Essays on Philosophy. (standard Maoist reading of Marx's materialism)
http://www.marxists.org/reference/archive/mao/selected-works/index.htm
Goran Therborn, Science, Class and Society (critical survey of the relationship between sociology and historical materialism)
Ernest Mandel, Introduction to Marxism. (emphasizes understanding the roots of class society and the state)
Ernest Mandel, The Place of Marxism in History (modelled on Lenin's "Three components of Marxism" but with an interesting section on the reception and diffusion of Marxism in the world)
Hal Draper, Karl Marx's Theory of Revolution (4 volumes). (captures the full subtlety of Marx's thought, but at length)
Franz Jakubowski, Ideology and superstructure. (attempts to provide an alternative to schematic interpretations of historical materialism)
Wal Suchting, Marx: An Introduction. (good short introduction)
Chris Harman, A People's History of the World (Marxist view of history according to a leader of the International Socialist Tendency)
Jürgen Habermas, Communication and the Evolution of Society. (argues historical materialism must be revised to include communicative action)
Note
Brill publishers of Leyden publish a journal called "Historical Materialism" which explores different strands of theory in the tradition of Marx, Engels and the Western Marxists.
A variety of myths and lies about Marx's thought are refuted on this site: http://marxmyths.org/index.shtml
An extensive bibliography of modern commentaries on Marx's thought is available here: http://www.sussex.ac.uk/Users/sefd0/bib/marx.htm
See also
Marxism
Dialectical materialism
Karl Marx
External links
http://www.marxists.org/archive/lenin/works/1894/friends/01.htm
http://www.marxists.org/archive/marx/works/1848/communist-manifesto/ch02.htm
http://www.marxists.org/archive/marx/works/1859/critique-pol-economy/preface.htm
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